China’s rapid economic rise has been the topic of much debate over the past few years, and I think that this rise has some implications for western political economic theorists that are quite fun to explore. The orthodox view of China’s rise seems to be that it is going to continue to grow rapidly for a while to come, and that this growth is a serious threat to world stability. Of course a lot of the kind of thinking you read on China is just bog-standard journalistic stupidity, not worthy of much time and heavily influenced by that strange blend of insecurity and arrogance that seems to characterize cheap western journalists’ approach to Asia. A lot of it also looks like a very close copy of what was said about Japan both before World War 2 and again during Japan’s meteoric rise of the 70s and 80s. However, generally, no matter how poor the quality of journalism on Japan, foreign policy seems to have been much more level-headed, and China has been allowed to do its thing largely in peace since the 1970s. In response, China has changed radically over that time: it’s adopted many elements of the free market, turned its back on much of the Maoist principles that led to disasters like the Cultural Revolution, and has even come close to admitting and apologizing for Tienanmen Square (though it hasn’t). Also, most of the UN’s millenium goals have not been met, but those that have been met are largely due to China: it has made huge inroads into health and social problems that other developing economies have failed to dent, so something is going right in China. On the other hand, some people think that China is heading for a crash, and that this crash is going to be bad, based on bad fundamentals; this goes very much against the orthodoxy and is almost a heretical claim, but it is out there. Certainly China’s GDP growth is hard to believe from the perspective of most developed economies.
I think these changes, and the way the world is beginning to reorient economically and politically around Asia, raise interesting questions for political economists in the West. I think that a lot of people are ignoring the possible theoretical challenges that China’s rise may pose for a variety of Western disciplines, and I want to consider them here. Let us suppose that China continues to liberalize politically without becoming democratic, and let us assume also that China follows the trajectory many people seem to believe it is capable of, and continues to develop without an economic crash – that is, it maintains an economy that has, essentially, the characteristics of a bubble without collapsing – suppose instead that it makes a soft landing, with the party putting the brakes on growth where necessary and slowing things down at the right time – this seems to be what many people believe will happen. I think this raises some challenging questions for market neo-liberals, marxists and possibly also Keynesians, that I’d like to consider here.
1. Is market capitalism the best model?
Modern Western political economics seems to have pretty much given up on any kind of economic system except market capitalism, but most economic theorists seem resigned to the existence of boom-and-bust cycles in capitalism: the challenge is not in getting rid of them, but in managing them. But every bust is a tragedy for a minority of the population, and creates (minor) political upheaval. Eliminating boom-and-bust would be a boon for capitalism, but despite the Gordon Brown’s infamous claim to the contrary, it doesn’t seem possible. So if China can develop over the next 10 years without experiencing such a catastrophe, then the Chinese may be able to claim to have developed a capitalist model free of busts; but their model, for all its capitalist points, is not market capitalism. Is managed capitalism a better capitalist model than market capitalism, and can it be achieved in a democracy? Of course, other Asian nations have shown similar economic models – Japan and Thailand spring to mind – but they eventually faced busts as they liberalized. If China avoids the bust (and there’s no guarantee it will) while maintaining greater than 5% annual growth over 2 decades, what does this tell us about the relative merits of managed vs. market capitalism? I think this possibility raises challenging questions for liberal economists and Keynesians alike.
2. Are economic freedoms and political freedoms really intertwined?
A common mantra of neo-liberal economists and market liberals generally is that economic and political freedoms are intricately intertwined; that you cannot genuinely have one without the other. In its most extreme form any form of government interference in markets must necessarily reduce political freedom too; in more reasonable forms, it’s not possible to advance to a proper level of political and social freedom if large portions of the population don’t have economic freedom. But this doesn’t happen in China: a society without fundamental political freedoms is developing a strong market economy, which (although I have no proof) I think is much more economically free than the classical liberal model would expect given the lack of political freedoms. Is the market liberalist model of the essential interconnection of these two freedoms fundamentally wrong? If so, under what conditions? I can think of a model of economic and political freedom in Australia which depends on strong, prescriptive social institutions (union membership and compulsory voting) that are quite unique in the developed world – and Australia also has a remarkable economic history over the past 30 years. Is some restriction on political freedom essential for achieving economic freedom?
3. Was historical materialism completely wrong?
As I understand it, historical materialism describes stages of economic development that societies pass through, and argues that transition to a new stage occurs through social and political upheaval. Typically, marxists believed that the communist revolution could only occur once society had developed through some “objective” standards, to the point of industrialization, and that the social and political upheaval that heralded the coming of the communist utopia would generally only be achieved when society contained a sufficient critical mass of politically conscious industrial workers. Generally, therefore, marxists preferred to be active in industrialized societies with strong unions and social democratic parties – places like the UK and (famously) Germany. But the most successful communist societies – Cuba and China – were underdeveloped relative to the historical materialist model, and their revolutions occurred through military action amongst peasants by a vanguard of (often foreign-educated) members of the elite, not the industrial working class. Communist China has existed since 1949, so in 2021 it will become the longest-lived communist nation on Earth (supplanting the USSR, 1917-1989); sooner if you factor in the period of instability in the USSR that followed the revolution (the equivalent period having occurred before 1949 in China). So unless something drastic happens in the next 10 years, it appears that historical materialism’s predictions were, are and will be thoroughly and utterly wrong. Not only that; while the USSR and the Eastern European communist states, founded in a strong industrial working class, were inflexible and oppressive, China and Cuba have shown themselves to be much better able to adapt to the flows of history, and have shown themselves capable of survival through pursuing political, economic and foreign policy reforms that were unthinkable to the founding nations of the communist ideal. Of course, it could just be that there are cultural influences at work – Cuba is far from the only South American country to have tried communism, and the rest (like Nicaragua) were very flexible in their interpretation of the tenets of Marxism; and Vietnam is another example of an Asian communist country that gave classical Marxism the flick very quickly. But historical materialism presents itself as some kind of fundamental theory. Whichever way you slice it, unless China really goes under in the next 5-10 years, I think Marxists need to accept that their view of history is completely stupid and wrong. And when they do, I’d like an apology to my Grandfather for the despicable actions of the USSR in the Spanish civil war – actions that were based in an application of historical materialism to a country that was very close to the Latin American and Asian exemplars of a society ready for a communist revolution.
4. Is parliamentary democracy the only model of consultative government?
I think that the Chinese one-party state is actually quite a consultative political system – through cadres and local party structures I think it gathers information on the needs and opinions of ordinary Chinese and adapts its policies accordingly. People don’t get to vote for their leaders, but I think there are ways in which the leadership is influenced by ordinary opinion. I think this is a crucial part of the process by which the country has been able to engage in near-continuous reform since 1970, without many significant internal upheavals. I also think that this is an important difference between China and the USSR, whose leaders acted like new Tzars. Furthermore, it is clear that the Chinese leadership listen and react to foreign opinion, though never (obviously) against their own interests. So I wonder if they have created a kind of consultative government that responds to public pressure without elections. If it were possible to quantify differences in political responsiveness, would the Chinese leadership be found to be significantly different in accountability to, say, Obama, Bush or Sarkozy? Especially on foreign policy issues, China has avoided some quagmires that the entire world was very clearly telling Bush and Blair they should avoid; but it has also implemented significant reforms in economic and social policy that one would not expect of a communist leadership. Is this a sign of careful listening? And if so, does this mean that consultative government can be achieved without elections – is it possible it could be more desirable? If not desirable as a whole, does it offer any lessons in public accountability and responsiveness that western democracies can learn from? Was, e.g., the Australian Labor Party a more responsive and consultative government under Hawke not because of his leadership but because of its strong system of local branches and union representation? Is the problem with modern political parties that they are poll-driven spin-monsters, or that they lack the grassroots membership necessary to maintain a level of consultative interaction with the community? And if so, are they still genuinely democratic, even though they maintain the semblance of democracy through elections? If democracy is reduced to just a shell-game of voting and polling, is it any better than a politically restrictive but socially consultative dictatorship? Is the only difference one of sustainability, in that a dictatorship can go pear-shaped after a change of leader, while a democracy can’t? And if so, how do we explain the continued smooth transitions of leadership in Chinese communism?
5. Are democracies less militaristic than dictatorships?
In my previous post on China’s military budget, I noted that China is actually a pretty good international citizen, with low levels of military spending and very few imperialist projects. In short, China doesn’t go to war easily. In the past 20 years it hasn’t gone to war at all, while the USA has gone to war at least four times – on one occasion “accidentally” lobbing a missile into a Chinese consulate, an act that China chose not to respond aggressively too. How is it that a one party state that is, let’s face it, militarily pretty impregnable even when it isn’t spending much, is so uninterested in military adventures? One idea that occurred to me with the anniversary of the Falklands War is that China doesn’t have any domestic democratic pressure to go to war. China manipulates militaristic sentiment domestically, some would argue quite cynically, but is perfectly capable of putting a lid on demands for war. On the other hand, democratic leaders can benefit significantly from military intervention, whether they seek it out (as Bush did in Gulf War 2) or it comes to them (as in the Falklands). They have a lot of incentives to manipulate jingoistic sentiment, and I think recent events show that they are quite happy to do so when it suits them. Before world war 2, wars of colonial conquest were a given in Western political theory – the idea that you don’t invade some tinpot country when it suits you would have been quite alien to the way of thinking of most democrats in London or Washington or Paris. Perhaps for dictators war is much less likely to be a net positive politically than it is for democrats? But this idea doesn’t stand up by itself – dictators have a long history of stupid wars, and the worst wars of the last century only occurred after democracies slid into dictatorship. So what is the particular property of China’s one-party state that makes it so averse to wars of choice? Some cultural thing? Something about its particular political constitution? If so, is there a class of dictatorships – like China – that are much less likely to go to war than a modern democracy? Are the properties of this class fragile and easily changeable (so that, e.g., China could just suddenly flip into a military expansionist mode tomorrow), or does it have something to do with the aforementioned consultative style? Is it simply a function of China’s stage of development? Is there something about the sheer size and diversity of China that means the political class have to tread very carefully to avoid tearing the country apart?
I don’t claim to have a view one way or the other on any of these questions, but I think they pose interesting challenges to the mainstream of western political economics as I perceive it through my (layman’s) perspective. If China successfully negotiates its development phase, and especially if it can resolve the Taiwan issue peacefully, then I think political economists are going to have to accept that their theories are challenged by the new models (and some of the older ones) springing up in Asia. I doubt we’ll see much change, but that doesn’t mean we can’t consider the possible ramifications of a peaceful, stable, economically and environmentally sustainable China, if such a beast emerges over the next 10-20 years. How will Western democratic and economic ideologies change in the Asian century?
April 4, 2012 at 12:23 am
I have to admit that I have been thinking along the lines of your points 3 and 4 recently. Let’s see what happens to China.
Completely unrelated, may I ask if your granfather was a spaniard. Sorry if I’m being too curious, but I’m a spaniard myself and this story sounds like an interesting one.
April 4, 2012 at 11:26 am
I agree that the rise of China will have all sorts of interesting lessons, but there are some points you make that I want to call out specifically to disagree with and to explain why.
“If China avoids the bust (and there’s no guarantee it will) while maintaining greater than 5% annual growth over 2 decades, what does this tell us about the relative merits of managed vs. market capitalism?”
This argue doesn’t hold water. You’re asking “Does a managed economy that successfully raises people out of an agricultural poverty bound way of life to a modern standard of living have anything to teach economic models that don’t start from the same place?” The short answer is “Not really.” The reason for this is that demonstrating an economic model works well under one circumstance (i.e. moving away from agricultural economic base) doesn’t mean that it’ll perform well under a different set of circumstances (i.e. aging populations, post-manufacturing economies with burgeoning health costs). Now if the Chinese model performs well after moving into a totally modern footing then I’d be interested. And if it performs well after off shoring all manufacturing to the Philippines then I’ll be fascinated. But until it’s dealing with the same problems I don’t think it proposes a model that the West can adopt.
Of course, it wouldn’t be a bad model for other developing nations. But I’d say the differences with other developing nations tend to be political instead of economic. Do you think that Hugo Chavez can drop his dislike of capitalism long enough to embrace the capitalist methods China uses? Do you think he would accept an orderly party based system of government over his personality cult?
“I can think of a model of economic and political freedom in Australia which depends on strong, prescriptive social institutions (union membership and compulsory voting) that are quite unique in the developed world”
Australia’s development over the last 30 years happens against a fall in union membership and compulsory voting has been here much longer than that (with higher union membership!) without promoting better economic performance.
For “Are economic freedoms and political freedoms really intertwined?” a related question is “How much economic freedom can you have without political freedom? At what point do bread and circuses no longer distract the populace?” I don’t have an answer to that, but I suspect the liberal model would just predict that once the Chinese populace has all the goods they want they’ll ask for a bit more political freedom next and that’s when the real test will happen. Would an economic miracle give the Communist Party 10 years in power in gratitude? 50? 100? Forever? An interesting study in this might be to look to South Africa, where the ANC holds power based on its struggle against apartheid more than its performance since then. When the ANC loses power we have a data point that suggests how long people’s gratitude lasts.
”Communist China has existed since 1949, so in 2021 it will become the longest-lived communist nation on Earth”
By what measure do you count China to be communist? Is it just in the name? If the Australian PM were to declare that when they said democracy they meant communism and that this applied to all Australian government statements since Federation, would you accept that Australia would instantly become an older communist nation than China? Do you mean to suggest that Cuba will start to rocket ahead in economic development once they reach the same age as China?
Realistically, what this suggests is that communist methods of government work best when they abandon communism as a model for anything. It also shows the cult of personality that frequently replaces communism is a bad thing compared to even a broad circle of party elders holding power.
Of course, I agree with your assertion that historical materialism is completely stupid and wrong, but I just want to highlight that China shouldn’t be used to give communism a good name. Otherwise we’ll end up hearing a 4 hour lecture from Castro on how communism rocks based on all sorts of things he’d jail you for.
“ If it were possible to quantify differences in political responsiveness, would the Chinese leadership be found to be significantly different in accountability to, say, Obama, Bush or Sarkozy?”
I agree that China seems to manage some level of consideration of its populace’s wishes, but I do think that this is at least partially driven by the existence of Western democracies. If the Chinese people didn’t have an example they could point to and say “Obama listens” then it’s entirely possible that the Chinese government wouldn’t have the pressure to deliver at least a minimal level of popular engagement.
Basically, it’s the threat of being overthrown that incentivises them to act the way the populace wants – same as any government.
“ And if so, how do we explain the continued smooth transitions of leadership in Chinese communism?”
I’m not a China expert, but my understanding was that the Chinese transitions are a carefully managed process that are worked on for longer periods of time. This is to avoid the North Korean situation where no one’s sure if the military will obey they guy they theoretically report to. Has China recently had a leader die suddenly without the transition being done? Deng? Was that transition peaceful?
By contrast, if Obama were to have a heart attack tomorrow anyone with Wikipedia access can easily work out who the next in charge is. And it 15 people in a row died it wouldn’t be any harder. Can we say the same of China?
April 4, 2012 at 10:42 pm
Wachinayn, my grandfather was Spanish. A little bit of his story is on my old blog about Japan, here. He was one of those millions of people in Europe between 1920 and 1950 whose vague socialist dreams were destroyed by the actions of the communists of that era, though I suppose I should be thankful that the politburo wanted to undermine the Spanish republicans, since I wouldn’t be here if he hadn’t been forced to flee Spain with nothing but the clothes on his back …
Paul, I thought of the confounding effect of the development path, but that would have made by post boring so I ignored it. Also, large parts of China – the parts where the real estate bust is most likely to happen – are pretty well developed and have been for a while. Think of Hong Kong, Guangzhou, Chongqing, Shanghai and Beijing. So I suppose we could ask ourselves what the implications are for market liberalism if the Chinese govt manages to avoid a crash in those places, which are also the places most likely to suffer a modern capitalist bust. But you’re right, China’s development path is still a little new so this could confound any results – and certainly China presents a model for other developing nations, though I think in many ways it’s been a long time since China was “developing.” When did it get nuclear weapons? Perhaps China has just been “highly unequal” for most of its “communist” history?
I was working on the theory that the big changes in Australia’s development happened in the ’80s, and not only was union membership high back then, but they occurred with the explicit support of the unions. I would guess, furthermore, that Liberal party membership was also very much higher back then than now. There is a sense in which the modern parties are seen as standing on the shoulders of giants, and maybe this is the reason? But is it the case that the people leading the party are weak, or would Bob Hawke or Bob Menzies be just as bad if they were leading parties as hollowed-out as the modern mainstream parties have become?
This is an interesting counter-example to my previous point (I guess ANC membership and grassroots political participation is still quite high, though I could be wrong). But the ANC has worked very hard to secure its powerbase, and also started off with a remarkable set of conditions for absolute power, so maybe the ANC is a good example of how democracies can become undemocratic.
Well, yes … what enables the Chinese communist party to change its economic and political perspective, while the Soviets couldn’t? Is a political movement that arises from the peasantry more ideologically flexible than one that arises from the industrial working class? I’m not trying to argue here that China gives communism a good name, just that historical materialism is a disastrous theory and China’s success – and its transformation away from Communism – are surely the final proof that historical materialism is a crock of shit. I think it’s superficially appealing, since it has a kind of linear model of progress that maps roughly onto the experience of western nations in the 20th century, but it’s also appallingly simplistic and fails in a way that’s all too common in marxist theory – it ignores culture.
The rest of your points I broadly agree with. If US democracy were actually democratic, would that make the Chinese leadership’s job much, much harder? I think it might…
April 5, 2012 at 1:32 am
Thank you very much for your link, it’s a very moving story. I’m glad to know that, at least in some way, it ended well. My ancestors, as you could imagine, fought in the Spanish Civil War… in both sides.
You must be so proud of him.
And sorry for the off-topic.